Recent

Danimer Scientific

$233,000,000

Warrant Dividend Distribution to All
Holders Of Common Stock And Other
Eligible Recipients

TBD
Warrants To Be Distributed

Exercisable with Cash or Issuer’s Bonds

* B. Dyson Capital Advisors Acted As Financial Advisor and Exclusive Structuring Advisor


$557,000,000

Warrant Dividend Distribution to All Holders of Common Stock

16,900,000
Warrants Distributed

Exercisable with Cash

* B. Dyson Capital
Advisors Acted As Financial Advisor and Exclusive Structuring Advisor


$90,000,000

Warrant Dividend Distribution to All Holders Of Common Stock

22,600,000
Warrants Distributed

Exercisable with Cash

* B. Dyson Capital
Advisors Acted As Financial Advisor and Exclusive Structuring Advisor

Triumph

$270,000,000

Warrant Dividend Distribution to All Holders Of Common Stock

19,500,000
Warrants Distributed

Exercisable with Cash or Issuer’s Bonds

* B. Dyson Capital Advisors Acted As Financial Advisor and Exclusive Structuring Advisor


$700,000,000

Senior Priority Guaranteed
Notes Offering
7.375% due 2027
*Co-managed by B. Dyson Capital Advisors

RH

$936,435,859

Convertible & Derivative
Unwind Advisory

100% Unwind of Tax-Integrated Warrant and Bond Hedge

2023 & 2024 Convertible Debt Repurchase

*B. Dyson Capital Advisors Exclusive Financial Advisor


$551,051,467

Warrant Dividend Distribution to All Holders Of Common Stock
3,306,309
Warrants Distributed
Exercisable with Cash or Issuer’s Bonds
*B. Dyson Capital Advisors Exclusive Financial Advisor


$114,300,000

Private Convertible Debt Exchange

Rapid Conversion Feature

Principal Cancelled

Immediately Redeemable

*B. Dyson Capital Advisors Acted As Advisor

Scorpio Tankers logo

$200,000,000

Private Premium Par Convertible Debt Exchange and New Money
Maturity Extension
Immediately Redeemable
*B. Dyson Capital Advisors Acted As Sole Financial Advisor


Biotech & Healthcare

Danimer Scientific

$233,000,000

Warrant Dividend Distribution to All
Holders Of Common Stock And Other
Eligible Recipients

TBD
Warrants To Be Distributed

Exercisable with Cash or Issuer’s Bonds

* B. Dyson Capital Advisors Acted As Financial Advisor and Exclusive Structuring Advisor


$557,000,000

Warrant Dividend Distribution to All Holders of Common Stock

16,900,000
Warrants Distributed

Exercisable with Cash

* B. Dyson Capital
Advisors Acted As Financial Advisor and Exclusive Structuring Advisor


$500,000,000

Tax-Free CPDI Private
Convertible Debt Exchange

Maturity Extension


$450,000,000

Tax-Free CPDI Private
High Premium Convertible
Debt Exchange

Maturity Extension


$370,000,000

Tax-Free CPDI Private
High Premium Convertible
Debt Exchange

Maturity Extension


$424,250,000

Tax-Free CPDI Private
High Premium Convertible
Debt Exchange

30-Year Maturity


$390,000,000

Tax-Free CPDI Private
High Premium Convertible
Debt Exchange
30-Year Maturity
Laddered Capped Call Spread

Immediately Redeemable


$241,467,000

Tax-Free CDI Private
High Premium Convertible
Debt Exchange
30-Year Maturity

Immediately Redeemable


$320,000,000

Private Exchange

Convertible Preferred for Convertible Debt

Immediately Redeemable


$213,000,000

Public Convertible Debt Exchange

Principal Cancellation

Immediately Redeemable


$180,000,000

Private Exchange and New Money

Convertible Debt for Convertible Debt Plus Common Equity


$61,600,000

Private Exchange

Convertible Debt for Common Equity


$150,000,000

Private Premium Par Convertible Debt Exchange

Maturity Extension

Immediately Redeemable


$150,000,000

Registered Direct New Issue Convertible Debt
Immediately Redeemable

*Lazard Acted As Sole Placement Agent


$114,300,000

Private Convertible Debt Exchange

Rapid Conversion Feature

Principal Cancelled

Immediately Redeemable

*B. Dyson Capital Advisors Acted As Advisor


$28,000,000

Private Convertible Debt Exchange
Immediately Redeemable

*B. Dyson Capital Advisors Acted As Sole Financial Advisor


$118,734,000

Private Convertible Debt Exchange

Maturity Extension

Immediately Redeemable


$30,000,000

Private Placement New Issue

144a Convertible Debt

Immediately Redeemable


$85,000,000

Private Convertible Debt Exchange

Maturity Extension

Immediately Redeemable


$49,570,000

Private Plus-Cash Convertible Debt Exchange

Principal Cancellation

Immediately Redeemable

Cell Genesys

$47,800,000

Public 3a9 Dutch Tender and Exchange

Convertible Debt for Convertible Debt and Cash

Principal Cancellation


Energy & Industrial


$1,092,747,000

Private High Yield Debt Exchange

New Mandatorily Convertible Debt

Immediately Redeemable


$477,743,000

Private High Yield Debt Exchange

New Mandatorily Convertible debt
Immediately Redeemable


$625,000,000

Registered Direct New Issue

High Premium Convertible Debentures
30-Year Maturity

Immediately Redeemable


$525,000,000

Private High Yield Debt Exchange and Cash Tender

New Mandatorily Convertible Debt

Immediately Redeemable


$400,000,000

Private High Yield Debt Exchange and Cash Tender

New Mandatorily Convertible Debt
Immediately Redeemable


$50,000,000

Private Exchange
High Yield debt for Common Equity


$243,346,000

Private Convertible Debt Exchange

Principal Cancellation

Immediately Redeemable


$166,684,000

Private Premium Par Convertible Debt Exchange

Maturity Extension

Immediately Redeemable


$106,400,000

Private Exchange

2 Series of Preferred and 1 Series of Convertible Preferred for New Series of Convertible Preferred Stock

Principal Cancellation
Immediately Redeemable


$55,000,000

Private Convertible Debt Exchange
Maturity Extension
Principal Cancellation
Immediately Redeemable


$130,000,000

Private Exchange

High Yield Debt for Mandatorily Convertible Debt

Maturity Extension
Immediately Redeemable

Triumph

$270,000,000

Warrant Dividend Distribution to All Holders Of Common Stock

19,500,000
Warrants Distributed

Exercisable with Cash or Issuer’s Bonds

* B. Dyson Capital Advisors Acted As Financial Advisor and Exclusive Structuring Advisor


$551,051,467

Warrant Dividend Distribution to All Holders Of Common Stock

3,306,309
Warrants Distributed

Exercisable with Cash or Issuer’s Bonds

*B. Dyson Capital Advisors Exclusive Financial Advisor


$700,000,000

Senior Priority Guaranteed
Notes Offering

*Co-managed by B. Dyson Capital Advisors

Finance & Real Estate


$288,800,000

Private Exchange
Covertible Debt for Common Equity


$220,000,000

Private Exchange and New Money
Convertible and High Yield Debt for Convertible Perpetual Preferred Stock
Capped Call Spread Overlay
Immediately Redeemable


$200,000,000

Private Exchange and New Money
Convertible Debt
Maturity Extension
Immediately Redeemable


$157,644,000

$133,723,550

Private Exchange
Convertible Preferred for Common Equity


$110,000,000

Private Exchange
Convertible Debt for Common Equity


$40,000,000

Private Exchange
Convertible Debt for Common Equity


$234,257,000

Private Exchange and New Money
Convertible Debt
10-Year Maturity
Immediately Redeemable


$50,000,000

Private Convertible Debt Exchange
Immediately Redeemable

Retail


$147,500,000

Private Exchange and New Money
Convertible Preferred for Convertible Debt
Immediately Redeemable


$140,000,000

New Issue Convertible Perpetual Preferred
Immediately Redeemable


$23,384,000

Private Exchange
Convertible Preferred Stock for Common Stock


$100,000,000

Private Premium Par Convertible Debt Exchange
Maturity Extension


$57,000,000

Private Tack-on Exchange
Premium Par Convertible Debt
Maturity Extension


$78,900,000

Private Cash Tender
Convertible Debt


$69,500,000

Private Convertible Debt Exchange
Maturity Extension
Principal Cancellation
Immediately Redeemable


$56,400,000

Private Convertible Debt Exchange
Maturity Extension
Immediately Redeemable


$21,000,000

Private Convertible Debt Tack-on Exchange<br><br>
Maturity Extension
Immediately Redeemable

RH

$936,435,859

Convertible & Derivative
Unwind Advisory & Concurrent

2023 & 2024 Convertible Debt Repurchase

*B. Dyson Capital Advisors Exclusive Financial Advisor

Maritime


$90,000,000

Warrant Dividend Distribution to All Holders Of Common Stock

22,600,000
Warrants Distributed

Exercisable with Cash

* B. Dyson Capital
Advisors Acted As Financial Advisor and Exclusive Structuring Advisor

Scorpio Tankers logo

$203,500,000

Private Convertible Debt Exchange

Maturity Extension

Scorpio Tankers logo

$200,000,000

Private Premium Par Convertible Debt Exchange and New Money

Maturity Extension

Immediately Redeemable

*B. Dyson Capital Advisors Acted As Sole Financial Advisor


$125,000,000

Private Exchange and New Money

Convertible High Premium Debt

Maturity Extension
Immediately Redeemable


$125,000,000

Private European Convertible Debt Exchange
Maturity Extension
Immediately Redeemable

Technology


$1,025,000,000

Private High Premium Convertible Debt Exchange
15-year Maturity
Immediately Redeemable


$690,000,000

New Issue Dual Tranche Convertible Debt
Laddered Capped Call Overlay (Managed Auction)
Immediately Redeemable
*Acted As Joint Lead Manager


$442,000,000

$190,400,000

Tax-Free CPDI Private Convertible Debt Exchange
Maturity Extension


$66,600,000

Tax-Free CPDI Private Convertible Debt Tack-on Exchange
Maturity Extension


$187,500,000

Private Premium Par Convertible Debt Exchange
Maturity Extension
Immediately Redeemable


$106,250,000

Private Placement New Issue
High Premium Convertible Debt
Immediately Redeemable


$100,000,000

Private New Issue Convertible Debt
Immediately Redeemable


$60,000,000

Private Convertible Debt Exchange
Maturity Extension
Immediately Redeemable


$100,000,000

Private Premium Par Convertible Debt Exchange and New Money
Maturity Extension
Immediately Redeemable


$44,500,000

Private High Premium Convertible Debt Exchange
NC-1 Redeemable After One Year

Derivatives


$600,000,000

Convertible New Issue
Short Term Capped Call
Lead Manager & Structuring Advisor

Dexcom

$60,000,000

Convertible New Issue
Laddered Capped Calls
Sole Manager & Structuring Advisor

NVIDIA

$1,500,000,000

Tax Integrated
Derivative Unwind
Derivative Unwind Advisor


$805,000,000

M&A Related Tax-integrated Derivative Unwind
Unwind Advisor to Acquiror

endo

$640,000,000

Convertible New Issue
Tax Integrated Derivative
Co-Manager
Advisor to Board of Directors


$390,000,000

Private Convertible Exchange
Laddered Capped Calls
Sole Exchange Advisor
Structuring & Auction Advisor

Sepracor

$750,000,000

Convertible New Issue
Laddered Capped Calls
Co-Manager
Derivative Structuring Advisor

Volcano

$460,000,000

M&A Related Capped Call Derivative Unwind
Unwind Advisor to Acquiror


$150,000,000

Private Convertible Exchange
Capped Call Expiry
Sole Exchange Advisor


$690,000,000

New Issue Dual Tranche Convertible Debt
Laddered Capped Call Overlay (Managed Auction)
Immediately Redeemable>
*Acted As Joint Lead Manager

RH

$936,435,859

100% Unwind of Tax-Integrated Warrant and Bond Hedge & Concurrent

2023 & 2024 Convertible Debt Repurchase

*B. Dyson Capital Advisors Exclusive Financial Advisor

Unless otherwise noted, transactions were sole-managed and executed by principals of B. Dyson Capital Advisors while at prior firms.